Steps for Completing a Roth Conversion

What is a Roth Conversion?

A Roth conversion is the process of transferring funds from a Traditional IRA to a Roth IRA. This allows you to take advantage of tax-free withdrawals in retirement, but it does come with tax implications in the year of the conversion.


Are there important details to know before converting to a Roth IRA?

Yes, here are some key points to consider before completing a Roth Conversion:

  • Tax Implications:
    The amount converted is considered taxable income in the year the conversion is completed. Ensure you plan for potential tax liabilities.
  • Conversion Timing:
    Conversions are attributed to the calendar year they are completed.
  • Deposit Settlement:
    If you’ve recently made a deposit into your Traditional IRA, you must wait until the deposit has settled to proceed. Attempting to convert funds before they settle will result in an error.
  • Form 1099-R:
    After the conversion, you'll receive a Form 1099-R to include with your tax filing.


What are the steps to convert my Traditional IRA to a Roth IRA?

Follow these steps to complete a Roth conversion:

  1. Login to your Betterment account through a web browser.
  2. Navigate to the Conversion Option:
    • From the left-hand menu, go to Settings > Accounts > Traditional IRA.
    • Click on the option Convert IRA to Roth and follow the prompts.


What if I encounter issues during the Roth conversion process?

If you're having trouble completing a Roth conversion, here are some troubleshooting steps:

  1. Use a Web Browser:
    The Roth conversion process is only supported on the web version of your Betterment account, not the mobile app.
  2. Check Deposit Settlement:
    • If you recently deposited funds into your Traditional IRA, ensure the deposit has fully settled before attempting the conversion.
    • Attempting to convert funds before settlement will result in an error.
    • You can verify the status of your deposit by navigating to Activity in the left-hand menu.